Cybersecurity compliance, finally clear.
ClearPath is the compliance platform built for RIAs. Manage SEC Reg S-P, NYDFS 23 NYCRR 500, and NIST CSF in one secure, audit-ready workspace.
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SEC Reg S-P
78%
compliance score
NYDFS 500
61%
compliance score
NIST CSF
54%
compliance score
Open Tasks
3 overdueComplete incident response plan
Mar 25Annual vendor risk assessment
Apr 1MFA implementation review
Apr 5Trusted by RIAs to stay ahead of regulators
Everything you need to stay compliant
Purpose-built for RIAs — not a generic GRC tool adapted for finance.
Compliance Dashboard
Real-time visibility into your compliance posture across all frameworks. Know exactly where you stand before regulators ask.
Policy Management
Create, version, and get sign-off on policies. Built-in templates for SEC Reg S-P and NYDFS required documents.
Incident Response
Track security incidents end-to-end. Automated 30-day SEC breach notification countdown built in.
Vendor Management
Manage third-party risk with ease. Track service providers, DPAs, and annual vendor assessments.
Evidence Collection
Store and organize audit evidence in one place. Export board-ready reports and regulatory documentation.
Multi-User Collaboration
Assign tasks to team members, designate your CISO, and keep everyone accountable with role-based access.
The frameworks RIAs face
ClearPath maps every requirement so nothing slips through the cracks.
SEC Reg S-P
Safeguards Rule
- Written information security program
- 30-day breach notification
- Vendor oversight requirements
- Annual program reviews
- Customer record disposal
NYDFS 23 NYCRR 500
Cybersecurity Regulation
- CISO designation
- Annual penetration testing
- Multi-factor authentication
- Encryption requirements
- Annual certification filing
NIST CSF 2.0
Cybersecurity Framework
- Govern — policies & roles
- Identify — asset management
- Protect — access control
- Detect — monitoring
- Respond & Recover
Simple, transparent pricing
One price per firm. No per-seat gotchas.
Starter
For small RIAs getting started with compliance.
- SEC Reg S-P compliance
- Up to 5 users
- Policy management
- Incident response tracking
- Email support
Professional
For growing firms managing multiple frameworks.
- All 3 frameworks
- Up to 20 users
- Vendor management
- Evidence collection
- Audit-ready reports
- Priority support
Enterprise
For large firms with complex compliance needs.
- Everything in Professional
- Unlimited users
- Custom frameworks
- SSO / SAML
- Dedicated success manager
- SLA guarantee
Ready to get compliant?
Join RIAs who trust ClearPath to keep them ahead of regulators. Start your free 14-day trial today — no credit card required.